The management
of knowledge and the learning process in smes
clusters: a study case
La gestión del
conocimiento y el proceso de aprendizaje en los aglomerados productivos
integrados por Pymes: un caso de estudio
Ana María
Marsanasco*
Pablo S.
García†
Abstract
Learning
is a process of production and appropriation of knowledge that occurs in
interaction with others. In this interaction, several studies consider the
critical role developed by territory. However, the mere proximity and
complementariness in the value chain is not sufficient for associativity among smes: the involvement of other actors
(government, universities, institutions, chambers, among other) is also
required. The process of interaction between them led to the development of
different concepts: innovation systems, industrial districts and clusters. This
paper presents guidelines and results of an investigation carried out in a
metallurgical cluster integrated by ten smes
in the Olavarría Partido in
Argentina. The enquiring is focused on the processes of knowledge management in
the cluster. Through an exhaustive review of the literature concerning the
concepts of organizational learning and clusters, we designed a methodology
analyzing the learning ability of the group.
Keywords: clusters, knowledge, nonparametric
statistics, small and medium enterprises (smes).
Resumen
La proximidad
territorial es decisiva en el proceso de producción y apropiación del
conocimiento. Sin embargo, la mera proximidad y complementariedad en la cadena
de valor no es suficiente para la asociatividad entre las Pymes. Se requiere la
participación de otros actores (gobierno, universidades, instituciones,
cámaras, entre otras) para el desarrollo de diferentes estructuras: sistemas de
innovación, distritos industriales y aglomerados productivos. En este trabajo
se presentan los lineamientos y resultados de una investigación realizada en un
conglomerado de la localidad de Olavarría, en Argentina. El propósito fue
estudiar los procesos de gestión del conocimiento del grupo. Para ello se
diseñó una metodología y se utilizaron técnicas de estadística no paramétrica,
con el objetivo de validar estadísticamente las conclusiones del estudio.
Palabras
clave:
conglomerados productivos, conocimiento, estadística no paramétrica, Pymes.
* University of Buenos Aires, Argentina. E-mail: ana_marsanasco@yahoo.com.ar.
† 27 de julio de 2012.
Introduction
As reckoned,
learning is a process of production and appropriation of knowledge that occurs
in interaction with others. In this interaction, various studies (Albuquerque,
2006; Becattini, 2006; Dini,
et al., 2007, among others) point out that territory has a decisive
role: companies located in the same region often share a territorial identity
that facilitates the transmission of knowledge between them. Closeness between
the actors involved may enhance the social nature that characterizes the
learning and innovation process. Innovation occurs in companies of all sizes,
sectors and regions. However small and medium enterprises (smes) are those facing the greatest
difficulties when trying to identify new ideas, products and practices in order
to increase productivity and obtain an economic utility. They are able to
overcome some of the mayor constraints they usually face: lack of specialized
skills, difficult access to technology, inputs, market, information, credit,
external services.
As a result, in
decades there has been a significant growth of clustering of smes. The collaboration between these
firms and different types of institutions became an element that enabled
technology innovation, as it involves many actors who cooperate in the
manufacture of goods or services that individually they could not carry out.
In this sense,
if we look at the more common relations, where smes are included,
we notice they usually involve actors of their own value chain (suppliers,
customers, subcontractors, etc.) as well as other
agents and operators in their same industrial sector. However, in
Argentina the relation of cooperation between these companies does not arise naturally.
In general, smes employers are
quite reluctant to join partnerships with other firms. Their resistance comes
from fears such as being harassed by larger partners, being replaced in their
intellectual property or losing control of their company, among other reasons.
This resistance to commit to perform joint operations has a high competitive
cost nevertheless, especially in a market increasingly characterized by
associations, in such manner that the whole is greater than the sum of its
parts. In this sense, Porter (1998) discovered a paradox of localization
since in a triple w world, icts
(information and communication technologies) have not
overcome the performance of personal knowledge.
For these
reasons, the mere proximity and complementariness in the value chain is not
enough to develop associativity between firms. It requires the involvement of stakeholders such as government,
universities, financial institutions and institutions of association and
chambers located nearby and interrelated.
The interaction between these agents led to the development of different
concepts: innovation systems (Lundvall et al.,
2000), industrial districts (Becattini, 2006) and
clusters (Porter, 1998). In particular, in this research we will analyze the joint learning ability of the companies that are part of a cluster. The
literature on clusters is vast and there are many definitions provided by
numerous scholars in various disciplines and regions of the world who have
contributed to this debate.
However, the
firms that compose a cluster keep legal independence and their administrative
and managerial autonomy as well (features that reduce fears listed on the
association between smes). Then,
the different actors decide to participate in a joint effort to achieve a
common goal. There are goals of different types: cost
reduction, development of a new product, new
links to address generation of R&D, among others.
Thus, the associativity of smes in clusters is presented as an organizational structure that
promotes the generation, acquisition and dissemination of knowledge and
innovations.
The companies
associated in clusters have a competitive advantage over isolated firms because
of their higher collective efficiency (namely, external economies and joint
actions): these enterprises compete and cooperate at the same time. Competition
favors the division of labor between firms because each
firm specializes itself in the development of a given productive capacity,
i.e., each one concentrates its resources on the
production of that in which it is more efficient. When cooperation
occurs, it is possible to detect an increment in the capacity of joint response
of companies to changes in demand or production. In this
context, this research will focus on studying the processes of knowledge
management in a metallurgical cluster integrated by ten smes in the City of Olavarria
in Argentina, in order to discover how they learn
together. To do so, we designed a methodology that both defines and measures
several variables associated with the notions of organizational learning and
clusters, such as externalities, joint action, governance, upgrading, cluster
strategy and culture, learning styles and learning disabilities.
We are not
aware of any study in Argentina that addresses this problem in clusters
integrated by smes. Hence, the potential of this research lies in its foundation on an
empirical basis and the use of nonparametric statistical techniques, which
validate the conclusions obtained.
Furthermore, this work is the starting point of a larger investigation
that aims at understanding the nature of knowledge of other smes clusters in
Argentina. In this respect, this initial paper has contributed
significantly to a deeper comprehension of the nature of complex processes of
research that foresees certain exploratory characteristics. In the following
lines, we will start by developing the limits of our theoretical frame. In the
first place, we present the characteristics of the analyzed firms and the
peculiarities of the productive chain that concerns our research, and in which
the cluster is inserted. Then, we explain the designed methodology and the
analysis of the information we obtained about the opinion of the owners of each
firm on their activity and their roll in the cluster. Finally, we will expose
the conclusions and the future research lines.
1. Theoretical
framework to study the relations between the actors that compose a cluster
The experience of many countries highlighted the leading role smes have on economic
growth.
Escorsa and Maspons (2001) define macro-level competitiveness as the
ability of a firm
to compete, gain market share, increase profits and grow.
Several studies on the topic mention that in order to make a company
competitive it is necessary, on the one hand, to develop their human resources
and skills; and on the other, to get external labor force through cooperation
with other companies.
The closeness
between the actors involved might enhance the social nature that characterizes
the learning and innovation process. This fact would favor major interaction
between them. Companies located in the same region often share a territorial
identity that simplifies the learning process while stimulating the tr ansfer of tacit knowledge
between them.
These ideas
were developed by authors such as Michael Porter (1998), who defines clusters
as geographic concentrations of interconnected companies and institutions in a
particular field. Roughly, clusters represent a new way of thinking about
location, challenging much of the conventional wisdom on how companies should
be configured, how institutions such as universities can contribute to
competitive success and how governments can promote economic development and
prosperity. Porter (1998) sees clusters as including:
• Linked industries and other entities, such as
suppliers of specialized inputs, machinery services, and specialized
infrastructure.
• Distribution channels and customers,
manufacturers of complementary products, as well as companies related by
skills, technologies, or common inputs.
• Related institutions such as research
organizations, universities, standard-setting organizations, training entities
and others.
Porter is
widely credited with popularizing the term cluster, if not inventing it.
Then, many other have offered their own variations and his definition was
enriched with new concepts.
Pietrobelli
and Rabellotti (2004) indicate that clustering is a
major facilitating factor for a number of subsequent potential developments,
including division of labor and specialization. Clustering can also facilitate
the emergence of a wide network of suppliers; agents who sell to distant
national and international markets, producers of specialized services, a pool
of specialized and skilled workers, as well as the formation of business
associations.
In views of
capturing the positive impacts of these factors on the competitiveness of firms
located in clusters, these authors introduced the concept of collective
efficiency, which is defined as the competitive advantage derived from local
external economies and joint action. Clustering offers opportunities for
powerful externalities that may be grasped by smes located in clusters.
Moreover, clustering may facilitate the development of joint actions among local
actors.
Meanwhile,
Gómez (2005) defines cluster as a sector or
geographical concentration of companies involved in the same activities or closely related activities, which establishes
cooperative and competitive links between the different actors. For him the
notion of smes
clusters refers to small and medium enterprises that are located geographically
close and involved in the development of similar or complementary products.
This author identified two theoretical currents: the Anglo-Saxon approach and
the approach of industrial districts based on the Italian experience of the
70’s and 80’s decades.
After reviewing national and international literature, there is
no evidence of any national statistics regarding the characteristics, forms of
organization and knowledge management of smes
clusters established in Argentina.
However, national studies based on quantitative techniques have been conducted; namely, input-output matrixes and location ratios. These
studies have tried to identify relative concentrations of industries in a
region, as well as to learn the relations of buying and selling in different
sectors, i.e., studies whose aim has been to distinguish companies whose
production is geographically close, similar or complementary in order to create
the cluster.
The developed
models take into account quantitative techniques, but do not consider other
elements that influence the formation of clusters. Within these elements, we
can find the characteristics and the type of relations between the companies,
the benefits of the pool, the collaboration and information flows, the
conformation of solid links and, particularly, the knowledge management set
that is generated because of the interaction between firms.
However, the
study of clusters has been addressed in depth by other countries that have been
driving its formation and development for several decades. These studies led to
the development of different models, such as the collective efficiency model
and the model of global value chains. They are described in the following
section.
1.1. The
collective efficiency model
By collective
efficiency, Pietrobelli and Rabellotti
(2004) mean the combination of incidental external economies from the effects
of joint actions, which helps to explain the efficiency gains of firms located
in clusters, and their increased capability to upgrade and grow. This concept
defines the competitive advantages enjoyed by firms located in clusters. These
advantages stem from local external economies and joint action.
External economies
or externalities:
can be defined as positive or negative unpaid, out of the market rules,
side-effects of the activity of one economic agent on other agents. Alfred
Marshall first introduced the notion of external economies in his book Principles
of Economics. He drew his insight from observations of the pattern of
economic activity in the industrial districts of England. Marshall identified
three reasons why groups of firms in a particular trade located near one
another would be more productive than they would be separately. These reasons
form the Marshallian Trinity: labor market pooling,
supplier specialization, and knowledge spillovers (Cortright,
2006).
Marshall
observed that a concentration of similar firms would attract, develop, and
benefit from a pool of labor with a common set of skills. Individual workers
could minimize their economic risk by being located in a place with many
possible employers of their specialized skills. He also noticed that a
concentration of similar firms created a good market for suppliers and provided
the scale needed for suppliers to refine and specialize their expertise. This,
in turn, worked to the productive advantage of their customers. Finally,
Marshall found that in industrial districts, ideas moved easily from firm to
firm as if knowledge was in the air. Marshall’s description of
industrial districts identified what economists today call external
economies, productive benefits that are not captured by the individual
firms that create them.
According to Pietrobelli and Rabellotti
(2004), the most common external economies in clusters are the creation of a
market for specialized skilled labor; the creation of a market for inputs,
machinery and specialized inputs (increased availability, competition on price,
quality and service). This fact allows for a finer division of labor, improved
market access and easy access to specialized knowledge on technologies and
market and rapid dissemination of information.
Joint
action: the authors
indicate that joint action can take three different forms:
• Joint action within vertical linkages,
including backward ties with suppliers, as well as subcontractors and forward
ties with traders and buyers.
• Joint action within bilateral horizontal
linkages between two or more local producers; this can include joint marketing
of products, joint purchase of inputs, order sharing, common use of specialized
equipment, joint product development and exchange of know-how and market
information.
• Joint action within multilateral horizontal linkages
among a large number of local producers, particularly through cluster-wide
institutions; this includes cooperation in business associations and business
development service centers.
1.2. The model of
global value chains
Local
external economies are important, however not sufficient to explain the growth
and the competitiveness of firms located in clusters: the deliberate action by
companies and other actors such as governments, cooperation organizations,
research institutions, etc., is required. In this respect, the global value
chain (gvc)
approach helps to take into account activities occurring outside the cluster
and, in particular, to understand the significance of the relationships with
key external actors. The concepts or elements that form the basis of the gvc model are
the following:
Value chains: it refers to each of the stages of
a production process, from the transformation of raw material until the final
product is obtained. Individual companies rarely undertake alone the full range
of activities that are required to bring a product or service from inception to
market. The design, production and marketing of products involve a chain of
activities divided between different enterprises often located in different
places, sometimes in different countries. The focus of value chain research is
on the nature of relations between the different actors involved in the chain,
and on their implications for development. For small firms in developing
countries, participation in value chains is a way to obtain information about
the upgrading necessary to gain access to the global market. The concept of
governance is central for the analysis of these relationships.
Governance: it is linked
to the organization of the cluster and it refers to the way they govern the
relationships between the actors and production sectors involved in the chain
of value. This concept refers to a more pluralistic notion of the State, in
which he very State appears as an actor in this horizontal relation in order to
promote and contribute to the interdependence and complementariness of
relations inside the cluster. At any point on the chain, some degree of
governance or coordination is required so as to make decisions regarding what
will be produced (product design), how it will be produced (production process,
technology, quality standards), and how much it will be produced. Coordination
may occur through arm’s-length market relations or non-market relations. In the
latter case, we distinguish between three possible types of governance:
networks, quasi-hierarchical and hierarchical. The first type means cooperation
between firms with similar power, which share their competences within the
chain. The second one is the relation between legally independent firms in
which one company is subordinated to the other, and where a leader establishes
the rules for all firms to follow. The third type refers to what occurs when a
firm is owned by another external firm.
In contrast, in
the arm’s-length market relations it is the market that who governs the interactions and decision processes: the buyer and
the supplier need to collaborate in the product, because it is a standard
product, or because the supplier defined without taking into account the
preferences of final consumers. Other authors do not consider this type of
string as a form of governance.
Upgrading: that is, making better products, making them more
efficiently, or moving into more-skilled activities. Upgrading and innovation
are intertwined, particularly because we define upgrading as innovating to
increase added value. Enterprises can achieve this in various ways, as for
example by entering higher unit value market niches, entering new sectors, or
undertaking new productive (or service) functions. In addition, in this context,
innovation is clearly not defined only as a breakthrough into a product or a
process that is new to the world. It is, rather, a matter of marginal,
evolutionary improvements in products and processes, novel for the firm, and
that enable it to keep up with an international standard. This involves a
shifting in the activities, products and sectors that have a higher added value
and higher barriers to market entry. Enterprises working in a value chain have
four types of upgrading options: process, product, functional and intersectoral upgrading. Process upgrading refers to
transforming inputs into outputs more efficiently by reorganizing the
production system or introducing superior technology. Product upgrading means
moving into more sophisticated product lines in terms of increased unit values.
Functional upgrading refers to acquiring new, superior functions in the chain,
such as design or marketing, or abandoning existing functions that have low
added value to focus on higher added value activities. Intersectoral
upgrading denotes applying the competence acquired in a particular function to
move into a new sector.
Likewise,
Marco Dini et al. (2007),
as a result of a research carried out with several
productive integration projects driven by the Multilateral Investment Fund,
adds a new type of upgrading called mind innovation.
This new category includes the significant changes that may occur in vision,
speech, opinion or attitude of the actors, as a result of their shares in the
project. Certainly, the formation of clusters represents a way for smes to face
challenges of upgrading and, in turn, its analysis seems a key for the cluster
innovative performance.
Tacit
knowledge: refers
to the knowledge that is embedded in people. Linking the different actors of a
cluster, favors the transfer for its transformation into explicit knowledge.
2. Theoretical
framework to investigate learning among enterprises in a cluster
As we see, knowledge and learning are closely related concepts. The
innovativeness of organizations depends largely on their ability to learn, i.e.
their ability to acquire new knowledge and incorporate it into productive
practices; a process that takes place in the interaction between explicit and
tacit knowledge.
The process of learning and knowledge development do not occur equally
in all organizations: organizations (like people) learn in different ways.
These ideas led to authors such as Yeung et al.
(1999) to conduct empirical research in order to study how organizations deal
with the learning process. The theoretical concepts of Mach, Argyris, Huber and Garvin, among others, are recovered (Yeung et al., 1999). This research takes many
international companies into account, trying to identify factors that influence
organizational learning: learning ability and the context of the organization.
We discuss each of them below.
2.1. Components
involved in the ability of learning
This capability includes, according to Yeung et
al. (1999), both learning styles and learning disabilities in an organization.
He identifies four learning styles. Experimentation: organizations learn through
controlled experiments testing new ideas. Acquiring
skills: encourage people to acquire new skills either through the recruitment
of specialists or investing on training. Reference brands: companies learn by finding out how other do it in order to
adopt and adapt this knowledge in their organizations. Finally,
continuous improvement: there are firms that are
constantly improving what they already have done before and mastered each step
before moving to the next). These styles are based
upon two basic sources of organizational learning: direct experience and the
experience of other. Through direct experience, organizations acquire
knowledge and develop their knowledge by means of their own actions and
thoughts. Using the experience of other, organizations
gain knowledge without having to perform certain tasks or operations on their
own (a learning style that characterizes companies such as Samsung
Electronics).
Fruit of their
empirical research, this author identified three pillars on which learning is
based in an organization (this differentiation in types
of learning made the difference between their work and that of other
researchers). The first relates to the potential of a company to
generate ideas: to acquire, discover, invent and substantiate
ideas. This capability is directly related to the way of learning of the
organization, i.e. with the dominant learning style. The second foundation is
to generalize, implying shared ideas through the organization. According to the findings of Yeung et
al. (1999), generally there are fewer companies that generate
innovative ideas than those who generalize them. This occurs because
generalization requires applying what has been learned,
and learning occurs not only with the design of an innovative idea. The learning capacity is created not only developing ideas, but
also when these ideas are shared inside the company or even outside it.
Identify
disability is the third pillar mentioned by Yeung et
al. (1999). Not all organizations have the same capacity to learn and this
is because there are disabilities that hinder the generation and dissemination
of ideas. These disabilities can be of different kind; Yeung
et al. (1999) appointed seven. Blindness denotes inability to evaluate
correctly the opportunities and threats in the environment. Candidness accounts
for deficiencies in the analysis and generation of solutions. Homogeneity
refers to lack of variety of skills, information, ideas and values. Close
coupling denotes excessive coordination between the
different units of the organization. Paralysis refers to the inability
to implement new policies or processes.
Superstition learning accounts for the inability to
interpret correctly the meaning of the experience. Finally, deficiency
in disseminating is related to limitations to share ideas
with all the relevant parts of the organization.
The first four
disabilities affect the generation of ideas, while the last three prevent their
generalization.
Thus, Yeung et al. (1999) concluded
that there are basic elements in learning, beyond the fact that organizations
learn in different ways. As a result, to investigate the learning capacity of
the cluster in question we will use the theoretical foundations proposed by
their research.
2.2. Factors that shape the context
The learning capacity of an organization (in this case, of a cluster) not only depends
on the generation and dissemination of innovative ideas, but also on the
detection of disabilities. Surely, factors such as strategy and culture have
indeed an impact on this capacity.
Based on the work of Porter (1991, 1998) and Yeung et al. (1999), we identified fifteen business strategies, which
are then grouped into the generic classification of cost leadership and differentiation.
These strategies provide the focus to the quality of
products or services, the provision of specialized services, the creation of
employee commitment and control of distribution channels, among others.
For the diagnosis of culture, we decided to use the model designed by
Cameron and Quinn (1999) as the Competing Values Framework. This model
aims to identify the dominant culture of an organization based on four generic
types of cultures: clan (valued human commitment, morale,
participation and openness), adhocratic
(attach importance to adaptability, growth and innovation), hierarchical (focus
on stability, control and management of the existing bureaucracy) and market
(emphasize the product, production, efficiency and clarity of goals).
In general,
when we talk about organizational culture we are referring to the dominant
culture. This concept expresses the values and main standards shared by the
majority of the members of an organization. However, many companies have a
dominant culture and a number of subcultures within it. These small subgroups
have different sub-cultures.
The nature of
clusters transforms these subcultures into elements of the utmost importance at
the time of diagnosing their culture, since the companies that integrate these sectoral concentrations may have cultures that differ not only from one another, but also from the
dominant culture of the whole.
3. Clusters as a
source of knowledge and innovations
Gómez Minujín (2005) conceives
clusters as a conceptual and operational unit that produces positive effects of spillover on the institutional and technological development: the
clusters are formed not only by physical flows of goods
and services but also by an intense exchange of information, knowledge and
know-how. To this, Dini and Gasaly (2007: 36) adds that clusters
allow the generation of quasi-public collective goods that interest a larger
number of companies, but their effects are verified only when public goods are
incorporated into the competitive strategy of the beneficiary companies.
Following Hayek (1997), one would think that a cluster acts as a system
of market prices, since its formation leads to identify and combine information
on each company that so far was scattered and fragmented among its members.
However, trust is a key aspect of cooperation and interaction between actors in
the cluster, as it enables firms to improve their innovational capacity, lower
transaction costs and reduce asymmetric information; such a situation could not
be guaranteed by market relations. So, paraphrasing Hayek (1997) and Nonaka and Takeuchi (1999), clustering would be a way to
use the partial knowledge of businesses to produce a joint organizational
capacity to generate new knowledge specific to the agglomerate and dispersed, spilling
among members and perform them in product/service innovation.
Nonaka and Takeuchi
(1999), and Hayek (1997) point out that in a knowledge-creating company, the
whole business hinges on continuous innovation. It is therefore possible to
consider a production complex as a source of generation, transmission and
utilization of knowledge. With the creation of a cluster, companies with
different cultures, structures, learning styles, different procedures and
skills, begin to cooperate and work together, and inter-organizational
knowledge appears because of that cooperation. The way they handle this
knowledge will promote the competitiveness of the cluster.
In light of these ideas, we present the characteristics of the metallurgical
cluster analyzed in this paper.
4. A case study:
the metallurgical cluster
4.1. Actors of the
cluster
There are
nearly one hundred smes
in the metallurgic sector (heavy industry, service providers for the industry,
lawnmowers, etc.) in the city of Olavarría. These
enterprises generate around 1,200 working posts. Services and products for the
industry of construction, industrial assembly machining or services of
industrial engineering (design projects, calculations, etc.) are offered. Many
of these smes
arose as result of the downsizing processes of local industrial plants in order
to supply products and services to them. In the month of February 2007, a
cluster called Group of Metallurgical Enterprises of Olavarría
was created in this sector. This group is composed of ten local companies of
metallurgical value chain. The formation of the cluster mainly came from the
relation developed between the National University of the Center of the
Province of Buenos Aires (Universidad Nacional del
Centro de la Provicia de Buenos Aires (Unicen) and the National Technological Fund (Argentinean
Technological Fund (Fontar); however, other actors
participated in this process as well, to name a few the Production Ministry of
the Province of Buenos Aires, the Entrepreneur Chamber of Olavarría
and the Municipality of Olavarría. In turn, this
agglomerate is part of the Program for Local Development and Competitiveness of
Small and Medium Companies in Olavarría, being one of
the three projects approved and financed by the idb in Argentina
Figure i shows actors
involved in the cluster.
Figure i
The actors of the
cluster
Source: authors’ own elaboration.
4.2. Value chain
of the cluster
The cluster
has a range of expertise that complements metallurgical value chain. Figure ii provides the value chain of the
group.
4.3.
Characteristics of the cluster
Designing
and manufacturing of machinery to allow the separation of fine powder solids
(less than 50 microns) was the formation genesis of the group.
Figure ii
Value chain of the
cluster
Source: authors’ own elaboration.
Actually, some
of the enterprises make machinery to separate solids, but with a higher number
of microns (between 50 and 100 microns); additionally, the separation of microparticles is the most profitable service because it
has numerous uses in different markets, for example: cosmetics, abrasives,
painting and medical industry.
Some companies
of the cluster have already worked together in several projects, but their
joint action for the development and construction of the facilities would have
been hardly possible without the collaboration of Unicen
and funding by Fontar.[1]
At present, the
manufacture of these machines is in the stage of development. Theoretical
research is conducted in parallel with the design of prototypes. In this
process, each company brings its production capacity and know-how, i.e.
each sme
manufactures a part of the machinery according to its own knowledge, productive
capacities or participates in engineering (design, calculations and other
technical specifications).
Likewise, this
stage requires the use of basic and adaptive research, as well as the
construction of a pilot plant or a testing laboratory; due to this reason, Unicen is working in the construction of a laboratory in
which they can test the prototypes designed.
On the other side, in the medium term, the group intends to certify the
manufacture of these machineries. The funds granted by Fontar
include planned expenditures for both the standardization of processes of the
enterprises (because, in order to achieve group certification, the individual
certification of all firms is needed), as well as the money required for the
construction of the prototypes and their testing in the laboratory.
Certainly, the
implementation of this whole process would not have been possible individually:
the technology and costs (generally undetermined) that characterize the stages
of development and introduction of a product in the market, accompanied by
great uncertainty involved in the manufacture of these new equipment, represent
a significant barrier to small and medium enterprises.
For the long
term, the cluster plans to sell this machinery out of Olavarría,
in order to achieve some independence from the activity of the cement plants. To
do this, they are working on developing a corporate image and have designed a
website.
Today the only
equipment of microparticles separation that exists in
the market is imported; in other words, if the prototypes currently under
development are successful, this cluster will be making the first national
machines of microparticle separation.
As it is seen,
the competitiveness of this sector used the interaction of the companies with
actors which not necessarily are firms but acted as a link and support to create
an environment of trust and, at the same time, are making possible the
construction of a pilot plant for the formation of the technological
capabilities of enterprises. Therefore, historical and natural factors had an
important role in the initial location of these firms, but they were not
sufficient for the formation, sustainability and development of the cluster.
The participation of these bridge institutions was a key point and it
remains crucial in this regard.
5.
Guidelines for research: hypothesis and objectives
General hypothesis: managing the whole of knowledge resulting in an increase in innovation processes of the cluster will
need to learn the
joint learning ability for the companies that are comprised in it.
Objective: examining the processes of knowledge management in the metallurgical cluster
in order to investigate how the companies make learning
together.
Specific objectives: to define and measure the variables that
allow us to: a) analyze the
joint learning of
the cluster companies; b) understand
the nature of cluster knowledge.
6. Methodology
We devised a methodology that allowed the achievement of
the proposed objectives (understand
the nature of cluster knowledge and the analysis of their learning ability).
Conversely, we sought to prioritize the significance of the results and highly
emphasize their statistical linking, i.e., the qualitative and
quantitative aspects.
The unit of
analysis was the ten smes
that make up the cluster. Due to their characteristics these companies present
(mostly family enterprises with a strong centralization on their owners as for
decision-making), we decided to take their owners as units of information.
As well as
designing the research, we discussed the more suitable technique for data
gathering; in this regard, we discarded observation as a technique. The
instrument had to be oral or written. As the qualitative and quantitative
study, the in-depth or semi-structured interview was presented as an
alternative. However, during the months of June and July 2009 conflicts arose
between the Government and the agricultural sector. It led to road blockages
and strikes involving the City of Olavarría. As a
result of these difficulties we decided to adopt the poll technique. Given the
number of variables, neither telephone nor
structured interviews were viable. Consequently, we prepared a
questionnaire to be filled by each firm (without pollster) with an almost
absolute predominance of closed questions. We sent the questionnaire by email
to the ten owners of enterprises under analyses. In some cases, the answer came
after a few days, expressing interest in the results of the investigation.
After two weeks, we contacted by telephone those companies that had not replied
yet, asking for a response. Thus, it was possible to
increase to seven the number of answers.
For the
categorization of the variables, we used an ordinal scale because we believe
that employers would find it easier to answer the survey in their own natural
language, i.e., by means of a numerical value. The options for each variable
dimension were enough, much, any, slight, not applicable.
This type of
scale does not support arithmetic operations with substantive meaning (Fernández, 2004). Consequently, nonparametric statistics
emerged as a plausible tool for the analysis of the variables. In all cases the
purpose was to verify whether there were significant differences between the
responses of the companies, for it the Kruskal-Wallis
test was performed.[2] The procedure followed for
the preparation of this test was as follows:
a) We
assigned ranks to the observations from the ni
measurements from the seven companies. Rank 1 was assigned to the smallest
observation, 2 to the next highest and 7 to the largest. In case of a tie, the
resulting arithmetic mean was assigned.
b) Calculate
the test statistics. We resorted to GraphPad Prism V.
5.0 statistical software to do so.
c) Set
the statistical decision rule.
d) Conclusions
in terms of the problem.
Then, with the
surveyed data, a data matrix for each variable was compiled.
Prior to
fieldwork, we asked experts in the statistical area for their opinion about the
questionnaire developed. Because of this consultation with experts, we decided
to fix the same categories for all variables (measured in an ordinal scale).
The purpose was to make it easier for employers to understand and answer the
questionnaire, as well as to streamline the analysis and comparison later.
We then made a
pretest with an intentional subsample: we selected a few
owners or managers of smes, to which the questionnaire was sent and, along with the
answers, we asked for their perceptions of the questionnaire. From the
answers obtained, we made some changes in the presentation and length of the
questionnaire, reducing the number of questions in some sections and
reformulating others.
In the final
stage of the investigation, in order to corroborate some facts and further
information, we communicated by telephone with the employers. From these
conversations, we gained insight into the characteristics of the partnership
project of the group, and the specifications of particle separation process.
Here, we present a research data sheet.
7. Trade
relations between companies in the cluster
From the
identification of actors involved in the cluster (figure i) and the analysis of
questionnaire data, it is possible to distinguish two typologies: institutions
and companies.
In turn, taking
the Porter Diamond Model (1991), we group the companies that compose the
cluster as follows:
• Companies in the cluster (rival firms):
compete with each other in products or markets.
• Company supplying (factor conditions).
• Associated or related companies: provide
services to major enterprises such as: companies in logistics, transport
services, telecommunications and information technology, consulting, etc.
• Customers (demand conditions): companies that
buy the final products or services.
Applying this
definition, we construct the figures that are shown below. The direction of the arrows
indicates the direction of recognition; for instance: C à D indicates that C recognizes D as
a rival firm. When said recognition is mutual, the arrow points at both
directions.
Figure iii
Rival firms
Source: authors’ own elaboration.
In the previous
figure, we highlight several issues. It is interesting to notice that
enterprises A and G compete between them, but in a different market or products
than the others. These firms principally specialize in the provision of
engineering services for the industrial sector (cement and ceramics), made up
of engineering projects that include design and calculation, as well as their
comprehensive management. While other companies in the cluster are specialized
mainly in maintenance, machining repair, assembly and construction of facilities
and equipment.
On the other
hand, we can also appreciate that some companies do not recognize each other as
challenging. For example, company C recognizes companies D and E as rivals in
the market, whereas these companies do not identify company C as a competitor.
A similar situation occurs with company F and the case of companies B, D and E.
Analyzing the
factor conditions in figure iv,
the arrows show us the companies that supply their inputs within the cluster.
Arrows that point at both sides indicate that companies are providers for one
another. Meanwhile, the dashed arrow indicates that company D provides company
C with logistics and transportation services.
We identify companies like G, A and B, which do not acquire inputs from
any other cluster enterprise. In the case of companies G and A, both centralize
their businesses on the provision of engineering services. We believe, so, that
this is the reason why these firms do not require inputs (such as metal
structures, machining, etc.) for the development of their activities.
Figure iv
Factors
conditions (CàB means C acquires inputs from B)
Source: authors’ own elaboration.
As we see,
enterprise C acquires inputs from enterprises A, B and G; it acquires inputs
from D and E too but these relations are reciprocal.
At last, on demand conditions, figure v
presents demand relations for products or services between the companies
comprised in the cluster. The arrows
indicate the client companies,
that is, firms that buy finished products or hire services within the
cluster. We notice that companies B, D, E and F buy products from some other
enterprises, but do not sell their
products within the
cluster. For instant, A à C signifies that C is a client of A.
Figure v
Demand conditions
Source: authors’ own elaboration.
Table 1
Collective
efficiency and cluster performance concepts
Concepts |
Variables |
Dimensions |
Indicators |
Categories |
Collective efficiency |
Externalities Joint action |
Skilled hr market Market for inputs Knowledge spillovers Market access Vertical linkages Horizontal linkages Multilateral linkages |
Impact degree of the externality 18 questions were developed from the theoretical framework |
Not applicable/ Slight/Any/ Much/Enough Not applicable/ Slight/Any/ Much/Enough |
Cluster performance |
Governance Upgrading |
Network Quasi-hierarchical Hierarchical Process Product Functional Intersectoral Mind innovation |
Each respondent chose the paragraph
(four possible)
that best represent the cluster organization 13 questions were developed from the theore- tical framework |
Not applicable/ Slight/Any / Much/Enough |
Source: authors’ own elaboration.
Table 2
Cluster
context and learning ability concepts
Concepts |
Variables |
Dimensions |
Indicators |
Categories |
Cluster context |
Strategy Culture |
Cost
leadership Differentiation Clan Adhocratic Hierarchical Market |
15 dimensions were evaluated within Porter’s generic strategies 16 questions were made based on empirical
research developed
by Yeung and the
four generic types of
cultures proposed
by Cameron
and Quinn |
Not
applicable/ Slight/Any/ Much/Enough Not
applicable/ Slight/Any/ Much/Enough |
Learning ability |
Learning styles Learning disabilities |
Experimentation Acquiring
skills Reference
brands Continuous improvement Blindness Candid Homogeneity Close
coupling Paralysis Superstitions learning Deficiency in
disseminating |
13 questions were developed
from the theoretical framework 12 questions were developed
from the theoretical framework |
Not applicable/ Slight/Any/ Much/Enough Not
applicable/ Slight/Any/ Much/Enough |
Source: authors’ own elaboration.
Having identified trade relations
between companies, we present below the variables analyzed to learn the
cooperation relations, learning styles and learning disabilities of the
cluster.
8. Analysis of
variables and results
The following table presents the variables related
to the concepts mentioned in the theoretical framework.
In table 1 we observe the variables related to the concept of collective efficiency, organization and performance of
cluster; as for the variables
related to the
context of the cluster and their learning ability, they are presented in table
2.
In
the following section, in the first place, the results of each variable are
discussed[3] and, then, we expose a summary of
them in table 4.
8.1. Collective
efficiency: externalities and joint action
With the
surveyed data, we compiled the data matrix for the externalities
variable. Then, we identified the median for the external economies recognized
by Pietrobelli and Rabellotti
(Skilled HR market, market for inputs, knowledge spillovers and market access)
and carried out Kruskal-Wallis test. From the p value
summary obtained in this test (p = 0,0568), we concluded that this sample
supports the null hypothesis that there is not
significant difference between the responses of companies. Such a circumstance
validates the consideration of the median as a representative measure.
It makes sense
to conclude that the cluster has an important competitive advantage by having
workers with specialized knowledge and a sizable presence in the local market.
This advantage is based on the geographic proximity of the companies. However,
the formation of the cluster has not stimulated in the same way the exchange of
information and expertise between companies, as well as the availability of
inputs between them. We have already pointed out this situation on figure iv.
On the other hand, taking into account the
classification proposed by Pietrobelli and Rabellotti (2004) (vertical, horizontal and multilateral
linkages), we elaborated eighteen questions for the joint action
variable. Then we carried out the questionnaire using a procedure similar to
that mentioned in the previous variable: preparation of the data matrix,
identification of the median for each link and performing the Kruskal-Wallis test.
In the analysis
of multilateral and vertical links, the p values obtained are sufficiently high
to support the null hypothesis of equality (p = 0,0514 and p = 0,4232, respectively). Therefore, there are no significant differences
among the responses of companies in these links. While the p value calculated
for horizontal links indicated the rejection of the null hypothesis, this is to
say, at least a couple of companies presented significant differences (* p <
0,05) in their answers; so, which enterprises are they? To answer the question
we resorted to the Dunn’s post test.[4]
This way, the discrepancy between companies E and G was noticed. In particular,
the most significant difference was found in the dimension Creation of test
or measurement of facilities, for which the company E considered that joint
actions had heavy impact, while enterprise F signaled that cooperation in this
regard was poor.
Summarizing,
the data analysis reveals a weak development of vertical, horizontal and
multilateral linkages. In the case of vertical linkages, there is a slight
joint action of firms regarding the access to credit and the joint enrollment
of specialized consulting. Then, with regard to horizontal linkage, the data
exhibit any cooperation in the creation of specialized training centers.
Later, we observed any joint actions for the development of projects in
cooperation with institutions (multilateral links).
8.2. Cluster
performance: governance and upgrading
For the governance variable, each respondent chose the paragraph (four
possible) that best represent the cluster organization.
Unanimously, all companies chose the corresponding paragraph relating to the
types of networks, i.e., the enterprises were identified as a cluster
integrated by independent and similar firms that define the product together
and combine complementary powers.
Moreover, the
analysis of upgrading variable followed the same procedure defined for
the variables externalities and joint action. The Kruskall-Wallis test validated the identification of the
median because in all types of upgrading the differences between the answers of
companies were no significant.
Upgrading in mind
innovation was presented as the most important type reached by this
cluster. The majority of the answers demonstrate acceptance and real
understanding of the concept of collective action.
Also, the
formation of the cluster favored in any to the implementation of the
lessons learned in other industrial sectors (intersectoral
upgrading), but it has encouraged slight the update in modernization and
innovation, in terms of production system, product line, use of new materials,
incorporation of a higher design content, development of new products, and
adding new features to the value chain (process, product and functional
upgrading).
8.3. Cluster context: strategy and culture
According to
data analysis, the implementation of a generic strategy of differentiation was
identified. In particular, it highlighted the development of new products and
offer specialized product together. Also, the associative impulse encouraged
(but to a lesser degree) the implementation of the strategies related to
R&D like the development of technologies in the operations, innovation in
marketing techniques, improved operational efficiency and product quality.
However, the
responses of companies for this variable presented very significant differences
for the typology of cost leadership and highly significant for differentiation
strategy. Then, we calculated the post testing, the results of which are
presented in table 3.
Table 3
Comparison of generic strategies
|
Different |
p value |
Cost leadership |
Between
enterprises A and G |
**p < 0.01 |
Differentiation |
Between
enterprise G whit companies A, C and E |
***p < 0.001 |
Source: authors’ own elaboration.
For the
strategy of cost leadership, we detected that company A stated
considering not applicable the extent to which cluster strategy focuses
on aspects such as competitive pricing and the development of technology
operations. Instead, company G considered that these notions have much
incidence on the definition of the overall strategy of the cluster.
Then, examining
the difference between answers in the strategy of differentiation, we can see
that the responses of enterprise G are the most dissenting. This company
denoted as important (much) a good number of the dimensions that refer
to this type of generic strategy. In our opinion, we believe that this
assessment (more optimistic than others) is based on the reasons that drove
this company to joint the group: this firm decided to
joint the cluster with the purpose of forming an
engineering company to provide the services demanded by the industry.
The differences
found make it evident the existence of dissimilar notions among enterprises
about the strategy followed by the cluster.
In the
diagnosis of the cluster culture, we identified the median for each culture
defined by Cameron and Quinn (1999). The analyses emphasized that the data do
not exhibit the predominance of one of them. However, answers showing the
importance of much to items of flexibility and decentralization of
procedures, efficiency, productivity and profitability and participation,
open discussion are detected.
When carrying
out the nonparametric test, we found differences between responses. The results
of Dunn’s test show that company B presented significant discrepancies with
companies D and G. In the first case, the very difference is observed in the
type of markets (**p < 0,01); for company D to focus on the tasks and
achievements as well as the excellence and quality of results are procedures
with much impact on the culture of the cluster. In the second case, very
significant differences are seen in the typologies of clan, adhocracy
and markets. Company G especially highlights (with much) both the
evaluation of the concerns and ideas of the employees such as the development
of creative processes to solve problems.
Due to the particularities that presented the answers of company B (all
the answers were not applicable), we decided to repeat the test but,
this time, excluding it from analysis. The results of this new analysis exposed
the absence of significant differences between the responses of the firms.
Now, with the
aim of complementing statistical analysis undertaken to diagnose the dominant
culture, we thought it suitable to make a graphical representation showing the
clear predominance of the four types of subcultures in the cluster. In view of
this, we outline a modified version of the model proposed by Cameron and Quinn
(1999). It is presented in figure vi.
Figure vi
Graphic representation
of types of cultures
Source: authors’ own elaboration.
To compile the
above figure, we divided each quadrant with a line at 45° which was numbered
from 1 to 5 (according to the scale assigned to the observations of the
variables). Axes indicate the median identified for each class of culture, i.e.,
the closer to 5 (enough) the cluster is in a quadrant, the more dominant
that culture is. Consequently, it is clear that in this cluster there is not a
dominant culture but, instead, four subcultures coexist. This assertion is
based on the resulting flat figure, similar to a parallelogram. If an
organization has a dominant culture, the resulting graph would look like a
rhomboid.
Although the
companies are similar in size, located in the same region and their owners
often know each other since the very beginning of their business, etc., the
cultures of each firm are different. This is to say, the subcultures within the
cluster reflect situations and experiences proper to each company, these
experiences are not necessarily shared by the whole nevertheless.
To sum up, the
median identified for the strategy variable did not allow a predominant shape.
This fact invited us to consider the third kind of strategy identified by
Porter (1998), i.e., approach or high segmentation, not
taken into account by Yeung (1999) in his research.
The analysis of information allowed us to conclude that the cluster follows a
strategy that is consistent with this typology: building prototypes that will
be offered to firms that use this sort of machinery to separate fine dust in
their production process, but which have difficulties to buy it or, in many
cases, they cannot directly acquire said equipment, because its
is imported and its market value is very high for smes. Therefore, as a result of
the synergy arising from the associativity of firms
and the know-how shared, the cluster can offer this equipment at competitive
prices and will differ from that imported in the provision of a local technical
service.
8.4. Learning
ability: learning styles and learning disabilities
With the
surveyed data the corresponding data matrix was produced. It was identified the
median for each variable. The Kruskal-Wallis test was
also performed. Measuring the degree in which each of the four learning styles
dominates the cluster, data suggest that experimentation is the predominant
style, followed by continuous improvements.
The Kruskall-Wallis test showed that no significant
difference exists between the medians
in Acquiring skills learning style. But there are significant differences (*p < 0,05) in Experimentation and Reference brands learning
styles, and very significant differences (**p < 0,01) in Continuous
improvements style.
When we
achieved the Dunn’s post test for Experimentation style, we found that there was
no significant difference between
the answers of employers. This fact
validates the consideration
of the median as a
proxy measure of experimentation as a
cluster learning style. In terms of the problem,
it means that the cluster learns mainly looking for new
ways to perform the work and trying to be the pioneer to generate a new idea or
concept. They aspire to be known in the industry as experts in what they do
(machinery for the separation of microparticles). The
direct experience of the companies is the source of cluster learning, which
makes learning a critical element of the strategy of the group, since
enterprises rely on experimentation to generate new ideas. It is common for
companies to choose this style of learning when their resources are scarce;
this situation in conjunction with the company size makes us to understand the
need of the firms to cluster and so take advantage of financial and
technological support from the institutions.
On the contrary, when we achieved the Dunn’s post test for Reference
brands and Continuous improvements, in both styles we noticed that
company E stated not applicable for the concepts related to the
development generated through activities by other companies, or when they hired
people who know the business performance. And something alike happens with the
learning that may result from continuous improvements of the products and
processes.
Clearly, the
study of the differences found in the responses of companies lead us to assume
that there is dissimilar knowledge among them in reference to the development
of the cluster. In the conclusions, we will graphically
display significant differences in relation to learning styles in
the cluster.
From the
analysis of learning disabilities, in the Kruskal-Wallis
test, p values were high enough to validate
the identity of the median as a representative measure. We concluded that the cluster
suffers in any degree of some of these disabilities. Nevertheless, there
are disabilities as homogeneity and loose coupling that seem not
to affect the learning of the cluster: independence of companies is a great
feature in the functioning of the group. It prevents excessive coordination
favoring the nature of the cluster, however if this
coordination is deficient, it could contribute to poor organization and
communication between companies. This assertion is supported by both
the results of the analysis of the variables and the identification of factors
that hinder cluster learning. Here we have assessed the opportunities and threats in
context, analysis and generation of solutions for failures in performance, lack
of stimuli for the generation of diversity of ideas in the group, lack of
knowledge and/or poor employee involvement in how to carry out their jobs, and
inefficiencies to properly interpret the meaning of experience.
There are some
difficulties to identify opportunities or potential problems in the environment
of the organization (blindness, for Yeung). Indeed,
the lack of a joint vision of the operation of the cluster contributes to the
development of this disability, which simultaneously reduces the capacity of
analysis of companies to be able to find, together, solutions to internal
problems that may arise (candid, for Yeung).
The lack of
clarity in the relation of the actors in the cluster also promotes difficulties
to ensure that the actions are consistent with the proposed goals (superstition
learning, for Yeung). However, there are disabilities
as homogeneity and close coupling that do not seem pose a problem for the
group. The variety of ideas and perspectives avoids homogeneity; this idea is
based on the considerable (much) importance given by employers to
participation and open discussion. The weak close coupling gives companies the
freedom to try out each different variant and design of the piece of equipment
to manufacture. Due to poor dissemination of the lessons learned by any
enterprise of the cluster, the variants that will work are probably kept in the
enterprise in which they were born, i.e., new knowledge will become part
of the individual know-how not shared with the group. This means, in words by Nonaka and Takeuchi (1999), to remain at the stage of
knowledge of socialization, or assimilate the knowledge possessed by each
company, but in the absence of collective reflection, this tacit knowledge
cannot become explicit and pass to the externalization stage, through which
this particular tacit knowledge is made available to the entire group.
We think that a
good alternative to facilitate this outsourcing would be to keep a record of
the evidence, testing and solutions found by each enterprise so that the others
can access this new knowledge. At the same time, it would not be only in the mind
of businessmen.
Lastly, in the
table 4 it is possible to look at a summary of the studied variable results.
The set
threshold significance level was 0.05; we prefer to use adjectives and
asterisks to describe value levels of statistical significance, such as:
P value |
Wording |
Summary |
< 0.001 |
Highly significant |
*** |
0.001 to 0.01 |
Very significant |
** |
0.01 to 0.05 |
Significant |
* |
> 0.05 |
Not significant |
ns |
Source: authors’ own elaboration.
In the next
section, we present the conclusions.
Table 4
Summary of variables
Concepts |
Variables |
Main variable |
Mean |
P value |
Difference significant |
Collective efficiency summary |
Externalities |
Skilled HR market Market access |
Much Much |
0.0568 |
No No |
Joint action |
Vertical Horizontal Multilateral |
Any Any Slight |
0.0514 0.0109 0.4232 |
No Yes No |
|
Cluster performance summary |
Upgrading |
Mind innovation |
Much |
0.071 |
No |
Cluster context summary |
Strategy |
Cost leadership |
Slight |
0.0172 |
Yes |
Differentiation |
Any |
***P < 0.0001 |
Yes |
||
Culture |
Clan Adhocratic Hierarchical Market |
Any Any Any Slight |
0.0083 0.0125 0.0134 0.0085 |
Yes Yes Yes Yes |
|
Learning ability summary |
Learning styles |
Experimentation Continuous improvements Reference Brands Acquiring skills |
Much Any Slight Slight |
0.0229 0.0068 0.0297 0.0791 |
Yes Yes Yes No |
Learning disabilities |
Blindness Candid Paralysis Superstitions learning Deficiency in disseminating |
Any Any Any Any Slight |
0.2395 0.1221 0.1905 0.1505 0.4232 |
No No No No No |
Source: authors’ own elaboration.
Conclusions and
future lines of research
The research
aimed to examine the processes of knowledge management in a cluster that has
great potential for growth and competitive positioning in the treatment of segment
of solids. We studied variables such as strategy, culture, externalities, joint
actions, governance, upgrading, and identified both learning processes and
disabilities that make it difficult. We also noticed the main competitive
advantage of the cluster: the presence in the local market alongside a human
group with deep knowledge of business and industry. These externalities
enhance their collective efficiency and, certainly, have been some of the main
factors which led to its configuration.
With regard to
relations involving the purchase of inputs and final products, we noticed that,
on the one hand, some companies do not acquire their inputs from other in the
group; and on the other hand, we found firms that do not have smes of the
cluster among their customers. Focused on the strategic objective of the
cluster (let us remember that it is to manufacture equipment for the separation
of microparticles) and the participation that each
company will have in this process (providing its know-how in the manufacture of
a piece of equipment), we understand that such relationships, which were
indicated, are not presented as an objective factor in this association.
However, perhaps when the cluster faces the launch of equipments the analysis
and possibly the rethinking of the conditions of the factors among enterprises
will become relevant.
It is interesting to notice that unlike what we assumed at first, the local
proximity of firms and the years in the market favored the building of strong
ties between their owners and provide a general knowledge of each other, but
this knowledge does not translate equally in their trade relations. The
surveyed data reveal that, in some cases, companies do not recognize each other
as competitors in goods or services offered on the local market. Additionally,
while the cluster is composed of ten companies, there is greater participation
and assimilation of some of them in the partnership project they belong to.
This is
supported mainly on the degree that each firm assigned to the item project
development with the cooperation of institutions. We believe that said
discrepancies can result from the characteristics of the productive development
stage. Indeed, the theoretical developments and the design of prototypes have
recently started (without having reached yet the corresponding tests in the
laboratory that Unicen currently builds), situations
that do not seem yet to require a very close association with high frequency of
communication between companies. Nevertheless, given the importance of the
construction of the laboratory or pilot plant for the operation of the cluster,
it is noteworthy that only two of the surveyed companies responded that the
group formation favored much to create testing facilities (pilot plant).
In this sense, we associate this divergence in answers with the lack of wide
dissemination of information and expertise between the companies (the survey
indicated that the level of dissemination, in this sense, is any). Also,
we realized that some of the aforementioned arguments constitute the main
reason of the differences found in the variables strategy and culture.
These ideas are
still more significant if we look at the governance of the cluster: the survey
reveals that in this cluster governs relations between their various actors in
the form of network, i.e., similar and independent companies interact
together to define the equipment to manufacture and combine the productive
capacities of each firm. Consequently, efforts should be directed towards the
dissemination of beliefs, values and core standards to be accepted by all the
companies, since the remaining of several subcultures connected between them
increases the risk of not reaching a common understanding about what is
important and what is not for the cluster.
These results
become more provocative if we focus on the concept of upgrading. The formation
of the group has encouraged slightly updates and innovations in the
development of new products, but has stimulated much the acceptance and
understanding of the collective action concept.
Yeung
(1999) concludes in his research that experimentation is the most effective
style to learn but the least popular. A more detailed analysis of data from his
work revealed that, while experimentation has a positive impact in business
performance in the long term, temporarily may be in detriment of
competitiveness in the short term. This is so because the experiments are often
costly, time-consuming and do not to produce profits right away.
Following the
conclusions of this author, it is feasible to understand why the creation of
this cluster promotes innovation and encourages experimentation as a style of
learning, at the same time we try to emphasize that the study of a cluster is
not an end in itself but a trigger for regional development.
Moreover, in order to summarize the
differences in the several studied variables, we relate in the following figure the results of the Dunn’s post test
according to difference in rank sum and the variables strategy, culture and learning
styles.
Figure vii
Significant difference
of variables
Source: authors’ own elaboration.
As it is seen in the figure above, the
differences are highly significant for the
strategy variable, less significant for the culture variable, and the least significant for the learning
styles variable.
In
the following table, the position of each firm in the value chain (see figure ii) and its size are
shown.
Table
5
Position
in the value chain and size of the enterprises
|
Position in the value chain |
Size |
|||
Enterprises |
Design & Engineering |
Development of industrial equipment |
Services |
Small |
Medium |
A |
® |
|
|
✥ |
|
B |
|
® |
|
✥ |
|
C |
|
|
® |
✥ |
|
D |
|
® |
® |
|
✥ |
E |
|
|
® |
|
✥ |
F |
|
|
® |
✥ |
|
G |
® |
|
|
✥ |
|
Source: authors’ own elaboration.
If
we compare figure vii and table 5, we can point out the following:
• Firms A and G are similar in size and
position in the value chain (they belong to the Design &
Engineering category). Nevertheless, the results show us highly significant differences
in their strategies.
• The category of Development of industrial
equipment in the value chain is developed by firms B and D. The sizes of
these enterprises are different and they also differ in the opinions of their
owners on the strategy and the culture of the cluster.
• In the category of Services we found
that firms E and F present significant differences both in learning styles and
sizes.
Finally, we
deem necessary to mention that we are not dimensioning the ways of learning
regarding exclusively to the styles defined by Yeung
(1999). There are many interesting studies on this problem, like Stephen
Tallman et al. (2004), “Knowledge, clusters and competitive advantage”.
We took the research of Yeung (1999) because of its
empirical base and statistical evidence, but we are aware that his research
only studied international companies. For this reason we use his work as a
starting point, i.e. taking into account that as a result of our
research (and those to come) may arise further explanations that will lead us
to consider other variables, or even modify or discard some of the proposals.
However, such circumstances will be considered as future exploratory research
lines.
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Marsanasco, Ana María, Emma Fernández Loureiro and Pablo S. García (2010b), “Diversas formas de analizar el aprendizaje en los clusters: una visión comparativa”, Economic and Financial Systems in Emerging Economies-International Association for Fuzzy-Set Management and Economy, Paper 20, Morelia.
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Received: March 24th 2010.
Resent: December
27th 2010.
Accepted: May 16th 2011.
Ana María Marsanasco holds a Ph.D. in
Administration from the University of Buenos Aires, a Bachelor degree in
Administration and a postgraduate degree in Management of Small and Medium
Enterprises from the same university. Currently, she is the director of the
project “Clusters in Argentina: an approach from knowledge management and innovation”,
lecturer and researcher at at the School of Economic Sciences of the University of Buenos Aires.
Her
research includes the problem of knowledge and learning in clusters of smes. She has
published: “Measurement of collective efficiency in clusters”, Economic
and Financial Systems in Emerging Economies, International Association for
Fuzzy-Set Management and Economy, Reus-Cambrils, Spain, pp. 300-311
(2012); “La gobernanza de los clusters desde una mirada
pluralista del Estado en un contexto
globalizado”, Ciencia e
Investigación, 60 (3), Argentinean
Association for the Advancement of Science, Buenos Aires, pp. 33-37,
(2010); “Diverse Ways of Analyzing Learning in Clusters”, XVI
International Congress of sigef
“Economical and Financial Systems in Emerging Economies, documento de trabajo núm. 20, International Association for Fuzzy-Set Management
and Economy Morelia (2010); “Verificacionismo e imaginario social: un debate en torno
a la cientificidad”, Selected Works of XVI
Meeting on Epistemology of the Economic Sciences, University of Buenos
Aires, Buenos Aires, pp. 41-48 (2010); “Diálogo
y creatividad: un enfoque discursivo de las unidades de vinculación tecnológica”, memorias del congreso
V International Congress of Management, Quality and Enterprise
Competitiveness, Researches Center for Development of the State of
Michoacán, Morelia, pp. 480-489 (2010); “Education, professional learning and
capabilities approach: a contribution from a fuzzy point of view”, Documentos del ciece, 5, University of Buenos
Aires, Buenos Aires, pp. 39-60 (2008).
Pablo
S. García holds of a PhD in Philosophy from the University of Buenos Aires;
he has a degree in Philosophy from the same University, and a post degree in
Teaching from the Faculty of Economic Sciences (University of Buenos Aires). He
is a professor of Methodology of Social Sciences and of Epistemology of
Economics at the same Faculty. He is also the Director of the Department of
Humanities at the same institution. As well he is the Director of the Research
Project in “Ontology of Organizations: causality and supervenience
in organizational processes” (uba) and Researcher of the National Council for
Technological and Scientific Research (Conicet) of
Argentina. He has published “Dialogue and Creativity: a discursive approach to
the Unities for the Technological Bind (uvt)”, IV International Conference of Management,
Quality and Enterprise Competitiveness, October
2009, Morelia, pp. 1-9 (2009); “Idealization in economics”, Documentos
del ciece, 5, uba, Argentina,
pp. 23-38 (2008); “On a critique of the role of methodology in economics”, in F.
González Santoyo (ed.), Strategies
for the Mexican management development, Centro de Investigación
y Desarrollo del Estado de Michoacán, Morelia,
pp. 259-265 (2008).
[1]1 For more information see: Fontar
report at http://www.agencia.mincyt.gov.ar/, Pitec
Project NA 012/06.
[2] It is a nonparametric test that aims to verify
that k independent samples come from the same population or from
identical populations. The hypotheses to contrasting are: H0, the k
samples come from the same population or from identical populations; H1, some
of the k samples not from the same population or from identical
populations.
[3] For a better understanding of the quantitative aspects of this investigation, it is possible to consult the
following papers: Marsanasco et al., 2010a and b.
[4] Dunn’s post test compares the
difference in the sum of ranks between two columns with the expected average
difference (based on the number of groups and their size).